MBA Education Webinar Aug. 24: Risk and Compliance Management: Are You Covered?
MBA Education presents a webinar, Risk and Compliance Management: Are You Covered?, on Wednesday, Aug. 24 from 2:00-3:00 p.m. ET.
State prudential regulators have focused on ensuring regulated entities maintain adequate financial capacity and governance and risk management structures to effectively serve consumers and investors alike, and simultaneously enhance market stability. To further these efforts, regulators continue to develop and implement uniform regulatory standards designed to evaluate the overall risk of a licensee from a prudential approach. In response to these developments, businesses should regularly assess and benchmark their operations and control functions to demonstrate adherence to safe and sound financial services.
Hear from industry experts on the steps your organization should be taking to develop and maintain strong governance practices, sound compliance management systems to support single-state and multi-state activities and financial practices that ensure stable operations and sufficient capital and liquidity.
After the training has concluded, attendees are invited to stay online for a demo of the Winnow, a compliance database that enables lenders and services generate surveys and searches tailored to your specific business type and licensing. Learn more about MBA’s partnership with Winnow that helps members receive best-in-class pricing in an effort to help you manage the cost of compliance.
For more information and to register, click here.